Craig is the founder/CEO of compliance operations software company Hyperproof and an expert in the compliance, risk, and technology space. In today’s volatile environment, organizations need to have ...

Cta.x is designed to help audit firms develop and deploy automated internal controls tests to comply with regulations, including from the Sarbanes-Oxley Act. The app from the Top 100 firm is built to ...

ITGC automation tools help companies streamline SOX compliance by automating evidence collection, access reviews, change management tracking, and continuous control monitoring. Platforms like Scytale, ...

The widespread use of information technology (IT) can introduce various risks that affect financial reporting and the audit process. To assist auditors in identifying and addressing these risks, the ...

Continuous improvement of a compliance program requires robust auditing and testing. The Justice Department and regulatory agencies have articulated a number of key issues and principles to assist ...

On March 17, 2026, the U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC) announced a settlement with U.S.-headquartered brokerage firm TradeStation Securities (TradeStation), ...